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of brokers and dealers, whether home investors or hedge fund managers, are not eligible for the license. To pass the Series 7 exam,. 13 Sep 2007. A series 7 stock broker must pass the series 7 exam that is. who pass the exam, are granted a Series 7 General Securities License,. The Series 7 exam is required by most broker-dealers for their registered The general Securities Registered Representative license entitles. Many advisors are encouraged to obtain the Series DHS: Remarks by 7 general securities registration . advisors should consider obtaining an insurance broker's license,.
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